Bank-Statement HELOC vs. Bank-Statement Cash-Out Refinance

Self-employed borrowers can qualify for either on 12 months of deposits. The question is not which one you can get — it is which one you should want, and that turns almost entirely on the mortgage you already have.

Keep the first mortgage if its rate is below today's market; replace it if its rate is above. A bank-statement HELOC sits in second (or third) position and leaves the existing loan untouched, so you only pay the new rate on the new money. A bank-statement cash-out refinance replaces the whole first mortgage at today's rate, which is only sensible when today's rate is better than the one you have. Both qualify on 12 months of deposits with no tax returns.

The one number that decides it

Look at the rate on your current first mortgage. If it was set in a lower-rate period, a cash-out refinance means giving that rate up on the entire balance to access equity — you would be repricing money you already borrowed cheaply. A HELOC leaves that loan exactly as it is and adds a separate fixed-rate line behind it. If instead your first mortgage carries a rate above the current market, a cash-out refinance can lower the payment on the existing balance and release equity in one transaction, and the HELOC becomes the second-best tool.

How the two loans differ in practice

Bank-statement HELOCBank-statement cash-out refinance
Existing first mortgageUntouchedPaid off and replaced
Interest charged onOnly what you drawThe entire new loan from day one
ReusableYes — pay it down, draw again during the draw periodNo — one lump sum
RateFixed per drawFixed or adjustable, on the whole balance
AppraisalUsually none up to $400,000Almost always a full appraisal
Time to fundAs little as 5 daysTypically several weeks
Best whenYour first-mortgage rate is worth keeping, or the need is recurringYour first-mortgage rate is above market, or you need one large sum

When the HELOC wins even at a similar rate

When the refinance wins

A third option worth naming: if the first mortgage is small and old, some borrowers put a bank-statement HELOC in first position — the line replaces the mortgage, is fixed per draw, and is fully amortized. It is a niche fit, but for a nearly paid-off home it can be the cleanest structure of the three.

Common questions

Can I do both — refinance the first and add a HELOC?

In principle, yes, but they are separate transactions with separate qualifying. If you are considering it, do the refinance first; the HELOC can then be sized to the new balance.

Is the income calculation the same for both?

Both use 12 months of deposits with an expense factor, and the factor varies by program. The two products may sit on different programs, so the usable income figure can differ.

Will a HELOC affect my ability to refinance later?

The line will appear on your credit report and be counted as a debt. If you later refinance the first mortgage, the HELOC can be subordinated on request so it stays in place.

Which one closes faster?

The HELOC, by a wide margin. Up to $400,000 there is usually no appraisal appointment, and a clean file can fund in as little as five days including the three-day rescission period on a primary residence.

Keep reading

Not sure which one fits? Ask.

Tell us your current rate and what the money is for, and you will get a straight answer on which structure makes sense — before any credit is pulled.

See My Options → Or call Korbin directly: (949) 751-1870